Royce Investment Partners conducts its business primarily under this name and holds all rights to its content. Royce Fund Services, LLC, a fully owned subsidiary of Royce & Associates, acts as the distributor for The Royce Fund and Royce Capital Fund. It is also a member of both FINRA (https://www.finra.org) and SIPC (https://www.sipc.org), ensuring regulatory compliance and investor protection.
The offerings of The Royce Funds are exclusively for individuals residing in the United States and are detailed within their prospectus (/prospectus). Investors are strongly encouraged to thoroughly review the prospectuses, which include crucial information regarding investment objectives, potential risks, fees, charges, expenses, and other pertinent details before making any investment decisions.
For those interested in closed-end funds, Royce Small-Cap Trust, Royce Micro-Cap Trust, and Royce Global Trust are listed on the NYSE. It’s important to note that Royce Fund Services, LLC does not function as a distributor or underwriter for these closed-end funds.
Transparency and ethical conduct are paramount at Royce Investment Partners. Detailed information about their operational guidelines can be found in their Policies & Procedures, which includes their Sarbanes-Oxley Code of Ethics, Privacy Policy, and Proxy Voting Guidelines and Procedures. Additionally, their Customer Relationship Summary is available for review, further demonstrating their commitment to client communication and clarity.
It is essential to understand that any information, statements, or opinions provided by Royce Investment Partners are general in nature. They are not tailored to individual financial situations or needs and should not be interpreted as investment advice. Furthermore, they do not constitute forecasts of future events, guarantees of investment results, or endorsements of specific securities or investment strategies. Individuals seeking specific financial guidance regarding investments should always consult with a qualified financial professional. Royce Investment Partners emphasizes the importance of personalized advice to meet unique investor needs.
