As a user of income-partners.net, it’s important to understand the relationships between different financial entities mentioned on our site. This document provides crucial disclosures regarding Equitable Advisors, LLC and clarifies the independent status of Sound Partners. While we strive to bring you valuable resources and connections, transparency about these relationships is paramount.
Important Disclosures Regarding Equitable Advisors, LLC
Equitable Advisors, LLC is a registered financial services firm offering securities and investment advisory products and services. They are members of FINRA and SIPC, which are regulatory bodies overseeing broker-dealers in the United States. It’s essential to recognize that when dealing with financial services, firms like Equitable Advisors operate under specific regulations to protect investors.
Equitable Advisors offers a range of services including investment advisory products and services through their SEC registration. Additionally, they provide annuity and insurance products through Equitable Network, LLC. It is important to note that Equitable Advisors and their affiliates do not provide tax or legal advice. For advice specific to your financial situation, consulting with qualified tax and legal advisors is always recommended.
Furthermore, the ability of individuals within Equitable Advisors to conduct business, including offering products and services, is limited to the states in which they are properly registered and licensed. The information provided on this website and within this disclosure is for informational purposes and should not be considered investment or securities advice, nor does it constitute an offer to buy or sell securities.
For those seeking more in-depth information about Equitable Advisors, LLC, their Relationship Summary for Retail Investors, and General Conflicts of Interest Disclosure are available for review at https://equitable.com/crs. This resource offers further transparency into their operations and client relationships.
Sound Partners: An Independent Entity
It is critical to understand that Sound Partners is not a registered investment advisor. Moreover, Sound Partners is an entirely separate entity. It is neither owned nor operated by Equitable Advisors or Equitable Network. This distinction is vital as it clarifies that Sound Partners operates independently and any information or services provided by Sound Partners are not directly endorsed or managed by Equitable Advisors.
Understanding the Retirement Planning Specialist Title
The “Retirement Planning Specialist” title, sometimes referenced in connection with Equitable Advisors, is awarded by Equitable Advisors to Financial Professionals (FPs) who have completed a specific educational program. This program is a Certificate in Retirement Planning from the Wharton School, University of Pennsylvania, developed exclusively for Equitable Advisors FPs through a collaboration with Equitable Advisors’ affiliated life insurance carrier.
This title is exclusive to Financial Professionals who have completed the required coursework and maintain ongoing continuing education requirements. To verify if a Financial Professional has earned and currently holds this title, you can contact Equitable Advisors directly at [email protected]. Any complaints regarding an Equitable Advisors Financial Professional should be directed to [email protected].
Equitable Advisors and Equitable Network function as brand names for Equitable Advisors, LLC and Equitable Network, LLC, respectively. Understanding these distinctions and relationships is crucial for users of income-partners.net to navigate financial information responsibly.
